Personnel Hong Kong SFC License Details (ID 1941114)

Personnel Hong Kong SFC License Details (ID 1941114)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED	Rep	Leveraged foreign exchange trading	2025-05-12	2025-11-12
	Rep	Dealing in futures contracts	2020-09-29	-
	Rep	Advising on securities	2019-10-28	-
	Rep	Dealing in securities	2019-10-10	-
ZHONGTAI INTERNATIONAL FINANCIAL PRODUCTS LIMITED	RO	Dealing in securities	2018-04-17	2019-09-11
	Rep	Dealing in securities	2018-01-10	2018-04-17
Quam Securities Limited	RO	Dealing in securities	2016-11-16	2017-11-17
	RO	Dealing in futures contracts	2015-01-19	2017-11-17
	Rep	Dealing in futures contracts	2013-10-07	2015-01-19
	Rep	Dealing in securities	2013-10-07	2016-11-16
R.J. O'BRIEN &AMP; ASSOCIATES HK LIMITED	Rep	Dealing in futures contracts	2012-08-16	2013-09-10