Personnel SFC Licences and HKMA Registrations (ID 1941126)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Pictet Asset Management (Hong Kong) Limited	Rep	Advising on securities	2022-01-20	-
	Rep	Dealing in securities	2022-01-20	-
BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED	Rep	Advising on securities	2020-05-15	2021-12-31
	Rep	Dealing in securities	2020-05-15	2021-12-31
PineBridge Investments Asia Limited	Rep	Advising on securities	2014-10-13	2020-04-29
	Rep	Dealing in securities	2014-10-13	2020-04-29
PineBridge Investments Hong Kong Limited	Rep	Dealing in securities	2014-10-13	2020-04-29
SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED	Rep	Advising on securities	2012-08-17	2013-02-28

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

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