Personnel SFC Licences and HKMA Registrations (ID 1941134)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ALTRUIST FINANCIAL GROUP LIMITED	Rep	Advising on securities	2025-11-20	-
	Rep	Dealing in securities	2025-11-20	-
PRINCIPAL INVESTMENT &AMP; RETIREMENT SERVICES LIMITED	Rep	Advising on securities	2012-08-17	2013-10-31
	Rep	Dealing in securities	2012-08-17	2013-10-31

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.