Personnel SFC Licences and HKMA Registrations (ID 1941135)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Simplicity Capital Limited (HK)	Rep	Asset management	2026-08-10	-
HCEP Management Limited	Rep	Asset management	2023-05-15	2025-11-28
Blue Creek Capital Management Limited	RO	Asset management	2020-03-04	2023-03-20
Sanford C. Bernstein (Hong Kong) Limited	Rep	Advising on securities	2012-08-16	2013-06-22
	Rep	Dealing in securities	2012-08-16	2013-06-22

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.