Personnel Hong Kong SFC License Details (ID 1941136)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BARCLAYS CAPITAL ASIA LIMITED	Rep	Advising on corporate finance	2014-10-10	2016-08-31
	Rep	Dealing in securities	2014-10-10	2016-08-31
Standard Chartered Securities (Hong Kong) Limited	Rep	Advising on corporate finance	2012-08-16	2014-05-05
	Rep	Advising on securities	2012-08-16	2014-05-05
	Rep	Dealing in securities	2012-08-16	2014-05-05