| UBS SECURITIES HONG KONG LIMITED | RO | Providing automated trading services | 2017-10-24 | - |
| UBS SECURITIES ASIA LIMITED | RO | Dealing in futures contracts | 2017-08-21 | - |
| RO | Dealing in securities | 2017-08-21 | - |
| UBS SECURITIES HONG KONG LIMITED | RO | Dealing in futures contracts | 2017-08-21 | - |
| RO | Dealing in securities | 2017-08-21 | - |
| UBS DERIVATIVES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2013-11-18 | 2015-07-18 |
| UBS SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2013-11-18 | 2017-08-21 |
| UBS SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2013-11-18 | 2015-07-18 |
| UBS DERIVATIVES HONG KONG LIMITED | RO | Dealing in futures contracts | 2013-04-18 | 2013-11-18 |
| UBS SECURITIES ASIA LIMITED | RO | Dealing in futures contracts | 2013-04-18 | 2013-11-18 |
| UBS SECURITIES HONG KONG LIMITED | RO | Dealing in securities | 2013-04-18 | 2013-11-18 |
| UBS DERIVATIVES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2012-08-17 | 2013-04-18 |
| UBS SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2012-08-17 | 2013-04-18 |
| Rep | Dealing in securities | 2012-08-17 | 2017-08-21 |
| UBS SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2012-08-17 | 2013-04-18 |