| CMBC INTERNATIONAL FUTURES COMPANY LIMITED | RO | Dealing in futures contracts | 2024-05-02 | 2026-03-31 |
| CMBC SECURITIES COMPANY LIMITED | RO | Advising on securities | 2024-05-02 | 2026-03-31 |
| RO | Dealing in securities | 2024-05-02 | 2026-03-31 |
| CMBC INTERNATIONAL FUTURES COMPANY LIMITED | Rep | Dealing in futures contracts | 2024-04-02 | 2024-05-02 |
| CMBC SECURITIES COMPANY LIMITED | Rep | Advising on securities | 2024-04-02 | 2024-05-02 |
| Rep | Dealing in securities | 2024-04-02 | 2024-05-02 |
| GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | RO | Advising on futures contracts | 2020-04-06 | 2023-02-24 |
| RO | Dealing in futures contracts | 2020-04-06 | 2023-02-24 |
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | RO | Advising on securities | 2020-04-06 | 2023-02-24 |
| RO | Dealing in securities | 2020-04-06 | 2023-02-24 |
| GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2019-09-11 | 2020-04-06 |
| Rep | Dealing in futures contracts | 2019-09-11 | 2020-04-06 |
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2019-09-11 | 2020-04-06 |
| Rep | Dealing in securities | 2019-09-11 | 2020-04-06 |
| BOCI ASIA LIMITED | RO | Dealing in securities | 2017-01-09 | 2018-12-14 |
| BOCI SECURITIES LIMITED | RO | Leveraged foreign exchange trading | 2011-08-10 | 2015-07-03 |
| RO | Advising on futures contracts | 2009-08-14 | 2018-12-14 |
| RO | Advising on securities | 2009-08-14 | 2018-12-14 |
| RO | Dealing in futures contracts | 2009-08-14 | 2018-12-14 |
| RO | Dealing in securities | 2009-08-14 | 2018-12-14 |
| Rep | Advising on futures contracts | 2005-10-24 | 2009-08-14 |
| Rep | Dealing in futures contracts | 2005-10-24 | 2009-08-14 |
| BOCI COMMODITIES & FUTURES LIMITED | Rep | Advising on futures contracts | 2004-12-15 | 2011-01-27 |
| BOCI SECURITIES LIMITED | Rep | Advising on securities | 2004-11-11 | 2009-08-14 |
| BOCI COMMODITIES & FUTURES LIMITED | Rep | Dealing in futures contracts | 2004-10-14 | 2011-01-27 |
| BOCI SECURITIES LIMITED | Rep | Dealing in securities | 2004-10-14 | 2009-08-14 |
| QUAM FUTURES LIMITED | RO | Advising on futures contracts | - | 2004-10-06 |
| RO | Asset management | - | 2004-10-07 |
| RO | Dealing in futures contracts | - | 2004-10-07 |
| Quam Securities Limited | RO | Advising on corporate finance | - | 2004-10-06 |
| RO | Advising on securities | - | 2004-10-06 |
| RO | Asset management | - | 2004-10-07 |
| RO | Dealing in securities | - | 2004-10-07 |