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Li, Chen (SFC:BAB797) 李晨 Hong Kong SFC License Details (ID 1941823)
Li, Chen (SFC:BAB797) 李晨
SFC ID:
BAB797
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
BARCLAYS CAPITAL ASIA LIMITED
Rep
Advising on corporate finance
2012-08-20
2014-04-25
Rep
Dealing in securities
2012-08-20
2014-04-25