Personnel Hong Kong SFC License Details (ID 1941841)

Personnel Hong Kong SFC License Details (ID 1941841)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
PineBridge Investments Asia Limited	Rep	Dealing in securities	2019-12-06	-
PineBridge Investments Hong Kong Limited	Rep	Asset management	2019-12-06	-
	Rep	Dealing in securities	2019-12-06	-
PineBridge Investments Asia Limited	Rep	Advising on securities	2015-06-09	-
	Rep	Asset management	2015-06-09	-
FIL Investment Advisors	Rep	Advising on securities	2012-08-20	2015-05-22
	Rep	Asset management	2012-08-20	2015-05-22
FIL Investment Management (Hong Kong) Limited	Rep	Advising on securities	2012-08-20	2015-05-22
	Rep	Asset management	2012-08-20	2015-05-22