| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| Ark Securities (Hong Kong) Limited | Rep | Dealing in securities | 2013-09-04 | 2019-06-11 |
| PROVIDENT FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2013-09-04 | 2019-06-11 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2012-10-26 | 2013-08-31 |
| KGI ASIA LIMITED | Rep | Dealing in securities | 2012-08-20 | 2013-08-31 |