Personnel Hong Kong SFC License Details (ID 1941855)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Quantum Nexus Securities Limited	RO	Dealing in securities	2026-06-26	-
HEXFLOW ASSET MANGEMENT LIMITED	RO	Advising on securities	2026-06-22	-
	RO	Asset management	2026-06-22	-
VC BROKERAGE LIMITED	Rep	Advising on securities	2024-05-20	2024-06-25
	Rep	Dealing in securities	2024-05-20	2024-06-25
Ethk Funds Limited	RO	Asset management	2019-05-30	2026-04-28
VC BROKERAGE LIMITED	RO	Advising on securities	2019-05-30	2024-05-20
	RO	Dealing in securities	2019-05-30	2024-05-20
Ethk Funds Limited	Rep	Asset management	2019-04-08	2019-05-30
VC BROKERAGE LIMITED	Rep	Advising on securities	2019-04-08	2019-05-30
	Rep	Dealing in securities	2019-04-08	2019-05-30
QFIN HK Limited	RO	Dealing in securities	2019-01-24	2019-04-04
	RO	Advising on securities	2019-01-08	2019-04-04
	RO	Asset management	2019-01-08	2019-04-04
SP Securities Limited	RO	Advising on securities	2018-07-24	2019-01-01
	RO	Asset management	2018-02-13	2019-01-01
	Rep	Asset management	2018-01-16	2018-02-13
	Rep	Advising on securities	2018-01-16	2018-07-24
	Rep	Dealing in securities	2018-01-16	2019-01-01
Kirin Asset Management Limited	RO	Asset management	2017-07-28	2017-12-18
Kirin Securities Limited	Rep	Advising on securities	2017-06-14	2017-12-18
	Rep	Dealing in securities	2017-06-14	2017-12-18
Kirin Asset Management Limited	Rep	Asset management	2016-09-30	2017-07-28
JAKOTA SECURITIES GROUP LIMITED	Rep	Dealing in securities	2014-03-26	2016-08-31
HUNG SING SECURITIES LIMITED	Rep	Asset management	2013-08-15	2014-02-28
GCAM Limited	Rep	Asset management	2012-11-13	2013-06-30
STAND RICH ASSET MANAGEMENT LIMITED	Rep	Asset management	2012-08-20	2012-10-08