Personnel Hong Kong SFC License Details (ID 1942413)

Personnel Hong Kong SFC License Details (ID 1942413)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
MILLENNIUM CAPITAL MANAGEMENT (HONG KONG) LIMITED	Rep	Asset management	2025-10-15	-
Y-Intercept (Hong Kong) Limited	Rep	Asset management	2023-08-04	2025-10-03
QUBE RESEARCH &AMP; TECHNOLOGIES HONG KONG LIMITED	Rep	Asset management	2018-01-09	2022-09-23
Mirae Asset Capital (China) Limited	Rep	Advising on securities	2015-01-26	2017-12-24
	Rep	Asset management	2015-01-26	2017-12-24
MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED	Rep	Advising on securities	2014-02-24	2017-12-24
	Rep	Asset management	2014-02-24	2017-12-24
	Rep	Dealing in securities	2014-02-24	2017-12-24
BGC SECURITIES (HONG KONG) LLC	Rep	Dealing in securities	2012-08-21	2014-02-01