Personnel Hong Kong SFC License Details (ID 1942952)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Citigroup Global Markets Asia Limited	Rep	Dealing in securities	2018-07-17	-
	Rep	Advising on corporate finance	2018-07-13	-
UBS SECURITIES HONG KONG LIMITED	Rep	Advising on corporate finance	2016-12-19	2018-04-14
	Rep	Advising on corporate finance	2016-02-01	2016-12-18
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED	Rep	Dealing in securities	2013-07-05	2015-08-17
	Rep	Advising on corporate finance	2012-08-22	2015-08-17