Personnel Hong Kong SFC License Details (ID 1942972)

Personnel Hong Kong SFC License Details (ID 1942972)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GALAXY TREASURE INTERNATIONAL ASSET MANAGEMENT LIMITED	Rep	Asset management	2025-03-21	-
INTEGRITY CONSTRUCTION &AMP; DEVELOPMENT SECURITIES GROUP LIMITED	RO	Advising on securities	2024-09-04	-
	RO	Dealing in securities	2024-09-04	-
	Rep	Advising on securities	2024-07-09	2024-09-04
	Rep	Dealing in securities	2024-07-09	2024-09-04
Wealthy Securities Limited	RO	Advising on securities	2024-04-10	2024-06-20
	RO	Dealing in securities	2024-04-10	2024-06-20
ASA SECURITIES LIMITED	Rep	Advising on securities	2023-07-28	2024-02-23
	Rep	Dealing in securities	2023-07-28	2024-02-23
CELESTIAL SECURITIES LIMITED	Rep	Dealing in securities	2023-03-13	2023-06-09
YONXI Securities Limited	RO	Advising on securities	2022-06-13	2022-12-31
	RO	Dealing in securities	2022-06-13	2022-12-31
Tongfang Securities Limited	Rep	Advising on securities	2020-05-07	2022-01-07
	RO	Dealing in securities	2020-05-07	2022-01-07
MANGO FINANCIAL LIMITED	RO	Dealing in securities	2019-01-28	2020-05-04
	Rep	Advising on securities	2018-08-23	2020-05-04
	Rep	Dealing in securities	2018-02-22	2019-01-28
YUE XIU SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2012-08-22	2018-02-05