Personnel Hong Kong SFC License Details (ID 1944955)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GUOTAI JUNAN FUTURES (HONG KONG) LIMITED	Rep	Advising on futures contracts	2020-05-07	-
	Rep	Dealing in futures contracts	2020-05-07	-
GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED	Rep	Advising on securities	2020-05-07	-
	Rep	Dealing in securities	2020-05-07	-
BOCI SECURITIES LIMITED	Rep	Dealing in futures contracts	2013-12-16	2017-04-28
	Rep	Advising on securities	2012-08-27	2013-08-13
	Rep	Dealing in securities	2012-08-27	2017-04-28