Personnel Hong Kong SFC License Details (ID 19450493)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HSBC Global Asset Management (Hong Kong) Limited	Rep	Advising on securities	2025-05-16	2025-05-23
	Rep	Dealing in securities	2025-05-16	2025-05-23
HSBC INVESTMENT FUNDS (HONG KONG) LIMITED	Rep	Advising on securities	2025-05-16	2025-05-23
	Rep	Dealing in securities	2025-05-16	2025-05-23
HSBC Global Asset Management (Hong Kong) Limited	Rep	Advising on securities	2025-03-28	2025-04-02
	Rep	Dealing in securities	2025-03-28	2025-04-02
HSBC INVESTMENT FUNDS (HONG KONG) LIMITED	Rep	Advising on securities	2025-03-28	2025-04-02
	Rep	Dealing in securities	2025-03-28	2025-04-02
HSBC Global Asset Management (Hong Kong) Limited	Rep	Advising on securities	2024-06-03	2024-06-07
	Rep	Dealing in securities	2024-06-03	2024-06-07
HSBC INVESTMENT FUNDS (HONG KONG) LIMITED	Rep	Advising on securities	2024-06-03	2024-06-07
	Rep	Dealing in securities	2024-06-03	2024-06-07
HSBC Global Asset Management (Hong Kong) Limited	Rep	Advising on securities	2024-02-27	2024-03-01
	Rep	Dealing in securities	2024-02-27	2024-03-01
HSBC INVESTMENT FUNDS (HONG KONG) LIMITED	Rep	Advising on securities	2024-02-27	2024-03-01
	Rep	Dealing in securities	2024-02-27	2024-03-01
HSBC Global Asset Management (Hong Kong) Limited	Rep	Advising on securities	2023-06-01	2023-06-09
	Rep	Dealing in securities	2023-06-01	2023-06-09
HSBC INVESTMENT FUNDS (HONG KONG) LIMITED	Rep	Advising on securities	2023-06-01	2023-06-09
	Rep	Dealing in securities	2023-06-01	2023-06-09
HSBC Global Asset Management (Hong Kong) Limited	Rep	Advising on securities	2023-02-24	2023-03-03
	Rep	Dealing in securities	2023-02-24	2023-03-03
HSBC INVESTMENT FUNDS (HONG KONG) LIMITED	Rep	Advising on securities	2023-02-24	2023-03-03
	Rep	Dealing in securities	2023-02-24	2023-03-03
HSBC Global Asset Management (Hong Kong) Limited	Rep	Dealing in securities	2019-09-26	2019-10-04
HSBC INVESTMENT FUNDS (HONG KONG) LIMITED	Rep	Dealing in securities	2019-09-26	2019-10-04
HSBC Global Asset Management (Hong Kong) Limited	Rep	Dealing in securities	2018-03-16	2018-03-26
HSBC INVESTMENT FUNDS (HONG KONG) LIMITED	Rep	Dealing in securities	2018-03-16	2018-03-26
HSBC Global Asset Management (Hong Kong) Limited	Rep	Dealing in securities	2017-06-15	2017-06-24
HSBC INVESTMENT FUNDS (HONG KONG) LIMITED	Rep	Dealing in securities	2017-06-15	2017-06-24
HSBC Global Asset Management (Hong Kong) Limited	Rep	Dealing in securities	2017-03-21	2017-03-27
HSBC INVESTMENT FUNDS (HONG KONG) LIMITED	Rep	Dealing in securities	2017-03-21	2017-03-27
HSBC Global Asset Management (Hong Kong) Limited	Rep	Dealing in securities	2014-05-16	2014-05-23
HSBC INVESTMENT FUNDS (HONG KONG) LIMITED	Rep	Dealing in securities	2014-05-16	2014-05-23
HSBC Global Asset Management (Hong Kong) Limited	Rep	Dealing in securities	2013-09-30	2013-10-13
HSBC INVESTMENT FUNDS (HONG KONG) LIMITED	Rep	Dealing in securities	2013-09-30	2013-10-13
HSBC Global Asset Management (Hong Kong) Limited	Rep	Dealing in securities	2012-05-14	2012-05-28
HSBC INVESTMENT FUNDS (HONG KONG) LIMITED	Rep	Dealing in securities	2012-05-14	2012-05-28
Halbis Capital Management (Hong Kong) Limited	Rep	Dealing in securities	2011-05-11	2011-05-25
HSBC Global Asset Management (Hong Kong) Limited	Rep	Dealing in securities	2011-05-11	2011-05-25
HSBC INVESTMENT FUNDS (HONG KONG) LIMITED	Rep	Dealing in securities	2011-05-11	2011-05-25
Halbis Capital Management (Hong Kong) Limited	Rep	Dealing in securities	2011-02-22	2011-03-08
HSBC Global Asset Management (Hong Kong) Limited	Rep	Dealing in securities	2011-02-22	2011-03-08
HSBC INVESTMENT FUNDS (HONG KONG) LIMITED	Rep	Dealing in securities	2011-02-22	2011-03-08
Halbis Capital Management (Hong Kong) Limited	Rep	Dealing in securities	2010-11-26	2010-12-10
HSBC Global Asset Management (Hong Kong) Limited	Rep	Dealing in securities	2010-11-26	2010-12-10
HSBC INVESTMENT FUNDS (HONG KONG) LIMITED	Rep	Dealing in securities	2010-11-26	2010-12-10
Halbis Capital Management (Hong Kong) Limited	Rep	Dealing in securities	2010-04-27	2010-05-10
HSBC Global Asset Management (Hong Kong) Limited	Rep	Dealing in securities	2010-04-27	2010-05-10
HSBC INVESTMENT FUNDS (HONG KONG) LIMITED	Rep	Dealing in securities	2010-04-27	2010-05-10