Personnel Hong Kong SFC License Details (ID 1945671)

Personnel Hong Kong SFC License Details (ID 1945671)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED	RO	Advising on securities	2019-07-22	2021-08-06
	RO	Asset management	2019-07-22	2021-08-06
	RO	Dealing in securities	2019-07-22	2021-08-06
	Rep	Advising on securities	2019-03-01	2019-07-22
	Rep	Asset management	2019-03-01	2019-07-22
	Rep	Dealing in securities	2019-03-01	2019-07-22
Conning Asia Pacific Limited	RO	Advising on securities	2018-11-27	2019-01-25
	RO	Asset management	2018-11-27	2019-01-25
	RO	Dealing in securities	2018-11-27	2019-01-25
	Rep	Asset management	2017-10-18	2018-11-27
	Rep	Advising on securities	2012-08-28	2018-11-27
	Rep	Dealing in securities	2012-08-28	2018-11-27