| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| Morgan Stanley Asia Limited | RO | Dealing in securities | 2024-10-02 | - |
| Morgan Stanley Hong Kong Securities Limited | RO | Providing automated trading services | 2024-10-02 | - |
| RO | Dealing in futures contracts | 2024-10-02 | - | |
| RO | Dealing in securities | 2024-10-02 | - | |
| Morgan Stanley Asia Limited | Rep | Dealing in securities | 2020-11-03 | 2024-10-02 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Providing automated trading services | 2020-11-03 | 2024-10-02 |
| Rep | Dealing in futures contracts | 2020-11-03 | 2024-10-02 | |
| Rep | Dealing in securities | 2020-11-03 | 2024-10-02 | |
| J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Advising on securities | 2014-09-08 | 2016-09-19 |
| Rep | Dealing in securities | 2014-09-08 | 2016-09-19 | |
| Rep | Advising on futures contracts | 2014-09-08 | 2020-08-05 | |
| Rep | Dealing in futures contracts | 2014-09-08 | 2020-08-05 | |
| Macquarie Asia Securities Limited | Rep | Dealing in futures contracts | 2013-08-28 | 2014-06-09 |
| Credit Suisse (Hong Kong) Limited | Rep | Providing automated trading services | 2012-08-28 | 2013-07-24 |
| Rep | Dealing in futures contracts | 2012-08-28 | 2013-07-24 | |
| Rep | Dealing in securities | 2012-08-28 | 2013-07-24 | |
| Credit Suisse Securities (Hong Kong) Limited | Rep | Dealing in securities | 2012-08-28 | 2013-07-24 |
No HKMA registrations in the collected records.