Personnel SFC Licences and HKMA Registrations (ID 1947522)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
T. Rowe Price Hong Kong Limited	RO	Dealing in futures contracts	2024-11-08	-
	RO	Dealing in securities	2024-11-08	-
	Rep	Dealing in futures contracts	2016-12-01	2024-11-08
	Rep	Dealing in securities	2013-02-08	2024-11-08
	Rep	Asset management	2012-08-31	-

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.