Chuard, Benjamin

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Sunrise Brokers (Hong Kong) Limited	Rep	Dealing in futures contracts	2014-01-10	-
	Rep	Dealing in securities	2014-01-10	-
De Riva Asia Limited	Rep	Dealing in futures contracts	2012-09-03	2013-12-29
	Rep	Dealing in securities	2012-09-03	2013-12-29

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Sunrise Brokers (Hong Kong) Limited	Rep	Dealing in futures contracts	2014-01-10	-
	Rep	Dealing in securities	2014-01-10	-
De Riva Asia Limited	Rep	Dealing in futures contracts	2012-09-03	2013-12-29
	Rep	Dealing in securities	2012-09-03	2013-12-29

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.