Personnel Hong Kong SFC License Details (ID 1948176)

Personnel Hong Kong SFC License Details (ID 1948176)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BOCI RESEARCH LIMITED	Rep	Advising on securities	2026-04-24	2026-05-31
BOCI SECURITIES LIMITED	Rep	Advising on securities	2026-04-24	-
JPMorgan Asset Management (Asia Pacific) Limited	Rep	Advising on futures contracts	2021-12-29	2024-09-25
	Rep	Asset management	2021-12-29	2024-09-25
	Rep	Advising on securities	2021-12-10	2024-09-25
Morgan Stanley Asia Limited	Rep	Advising on securities	2019-10-21	2021-11-26
	Rep	Dealing in securities	2019-10-21	2021-11-26
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Advising on securities	2012-09-03	2017-08-25