Personnel Hong Kong SFC License Details (ID 1948593)

Personnel Hong Kong SFC License Details (ID 1948593)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HakuCapital Global Investment Advisers Limited	RO	Advising on securities	2023-07-14	2023-08-18
	RO	Asset management	2022-03-01	2023-08-18
	Rep	Asset management	2021-01-19	2022-03-01
SILVERSTONE INVESTMENTS LIMITED (HK)	Rep	Advising on securities	2020-06-22	2020-11-11
	Rep	Asset management	2020-06-22	2020-11-11
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on corporate finance	2012-09-04	2014-03-22
	Rep	Advising on securities	2012-09-04	2014-03-22
	Rep	Dealing in securities	2012-09-04	2014-03-22
Merrill Lynch Far East Limited	Rep	Advising on corporate finance	2012-09-04	2014-03-22
	Rep	Advising on securities	2012-09-04	2014-03-22
	Rep	Dealing in securities	2012-09-04	2014-03-22