Chen, Ningdi 陳寧廸

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
DL SECURITIES (HK) LIMITED	RO	Dealing in securities	2013-03-01	2015-08-21
	RO	Advising on corporate finance	2012-09-04	2015-08-21
	RO	Advising on securities	2012-09-04	2015-08-21

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
DL SECURITIES (HK) LIMITED	RO	Dealing in securities	2013-03-01	2015-08-21
	RO	Advising on corporate finance	2012-09-04	2015-08-21
	RO	Advising on securities	2012-09-04	2015-08-21

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.