Personnel Hong Kong SFC License Details (ID 19491868)

Personnel Hong Kong SFC License Details (ID 19491868)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Gulf Line Capital Advisors Limited	RO	Advising on securities	2021-06-29	-
	RO	Asset management	2021-06-29	-
	Rep	Advising on securities	2021-04-15	2021-06-29
	Rep	Asset management	2021-04-15	2021-06-29
First Prosperous Asset Management Company Limited	RO	Advising on securities	2020-09-02	2020-12-31
	RO	Asset management	2020-09-02	2020-12-31
First Prosperous Capital Company Limited	Rep	Advising on corporate finance	2019-09-04	2020-12-31
First Prosperous Asset Management Company Limited	Rep	Advising on securities	2019-08-20	2020-09-02
	Rep	Asset management	2019-08-20	2020-09-02
First Prosperous Capital Company Limited	Rep	Dealing in securities	2019-08-20	2020-12-31
WAN LUNG SECURITIES LIMITED	Rep	Dealing in securities	2019-05-17	2019-08-19
	Rep	Advising on securities	2019-03-18	2019-08-19
	Rep	Asset management	2019-03-18	2019-08-19
BOMAN CAPITAL (HONG KONG) LIMITED	Rep	Advising on securities	2018-07-12	2019-02-28
	Rep	Asset management	2018-07-12	2019-02-28