Personnel SFC Licences and HKMA Registrations (ID 1950024)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
NEW VISION CAPITAL PARTNERS LIMITED	RO	Advising on securities	2022-03-08	-
	RO	Asset management	2022-03-08	-
BOA Global Asset Management Limited	RO	Advising on securities	2017-03-15	2021-10-31
	RO	Asset management	2017-03-15	2021-10-31
FIRST WORLDSEC SECURITIES LIMITED	RO	Asset management	2015-11-13	2017-02-28
	Rep	Dealing in securities	2015-01-19	2017-02-28
	Rep	Asset management	2012-09-06	2015-11-13

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

HKMA records could not be loaded. Please try again later.