Personnel Hong Kong SFC License Details (ID 1950026)

Personnel Hong Kong SFC License Details (ID 1950026)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Fubon Fund Management (Hong Kong) Limited	RO	Advising on securities	2024-08-23	-
	RO	Asset management	2024-08-23	-
	RO	Dealing in securities	2024-08-23	-
	Rep	Advising on securities	2024-06-27	2024-08-23
	Rep	Asset management	2024-06-27	2024-08-23
	Rep	Dealing in securities	2024-06-27	2024-08-23
Micro Connect (H.K.) Investment Management Limited	Rep	Advising on securities	2023-10-05	2024-05-20
	Rep	Asset management	2023-10-05	2024-05-20
China Asset Management (Hong Kong) Limited	Rep	Advising on securities	2019-10-09	2020-10-08
	Rep	Asset management	2019-10-09	2020-10-08
	Rep	Dealing in securities	2019-10-09	2020-10-08
BOCOM Schroder Asset Management (Hong Kong) Company Limited	Rep	Advising on securities	2015-02-06	2016-05-07
	Rep	Dealing in securities	2015-02-06	2016-05-07
HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED	Rep	Advising on securities	2012-11-14	2013-05-14
HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED	Rep	Advising on securities	2012-11-14	2013-05-14
HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED	Rep	Advising on securities	2012-11-14	2013-05-14
	Rep	Dealing in securities	2012-09-06	2013-05-14