Personnel Hong Kong SFC License Details (ID 1950683)

Personnel Hong Kong SFC License Details (ID 1950683)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CITIC Securities Futures (HK) Limited	Rep	Dealing in futures contracts	2022-07-11	-
CITIC Securities Brokerage (HK) Limited	Rep	Advising on securities	2022-06-17	-
	Rep	Dealing in securities	2022-06-17	-
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Advising on securities	2020-02-18	2022-05-31
	Rep	Dealing in securities	2020-02-18	2022-05-31
Leonteq Securities (Hong Kong) Limited	Rep	Advising on securities	2012-09-07	2013-04-20
	Rep	Dealing in securities	2012-09-07	2013-04-20