Personnel SFC Licences and HKMA Registrations (ID 1950689)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CPP INVESTMENTS ASIA PACIFIC LIMITED	Rep	Dealing in securities	2026-11-02	-
CPPIB Asia Inc.	Rep	Dealing in securities	2020-08-03	-
RBS Asia Corporate Finance Limited	Rep	Advising on corporate finance	2012-09-07	2013-01-22
	Rep	Dealing in securities	2012-09-07	2013-01-22

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.