Personnel Hong Kong SFC License Details (ID 1951469)

Personnel Hong Kong SFC License Details (ID 1951469)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ONE Asset Management (HK) Company Limited	RO	Advising on securities	2023-06-16	-
	RO	Asset management	2023-06-16	-
	RO	Advising on securities	2019-06-18	2021-08-03
	RO	Asset management	2019-06-18	2021-08-03
	Rep	Advising on securities	2019-03-01	2019-06-18
	Rep	Asset management	2019-03-01	2019-06-18
Raffles Assets Management (HK) Co. Limited	Rep	Advising on securities	2018-12-05	2019-01-11
	Rep	Dealing in securities	2018-12-05	2019-01-11
	Rep	Asset management	2018-09-13	2019-01-11
Samsung Asset Management (Hong Kong) Limited	Rep	Advising on securities	2014-11-25	2018-08-31
	Rep	Asset management	2014-11-25	2018-08-31
Credit Suisse (Hong Kong) Limited	Rep	Advising on securities	2012-09-10	2014-11-01
	Rep	Dealing in securities	2012-09-10	2014-11-01