Personnel Hong Kong SFC License Details (ID 1952662)

Personnel Hong Kong SFC License Details (ID 1952662)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
MILLENNIUM CAPITAL MANAGEMENT (HONG KONG) LIMITED	Rep	Asset management	2025-10-23	-
J.P. MORGAN BROKING (HONG KONG) LIMITED	Rep	Advising on securities	2015-05-11	2016-09-27
	Rep	Dealing in securities	2015-05-11	2016-09-27
	Rep	Advising on futures contracts	2015-05-11	2023-02-07
	Rep	Dealing in futures contracts	2015-05-11	2023-02-07
SG SECURITIES (HK) LIMITED	Rep	Providing automated trading services	2012-09-12	2015-03-10
	Rep	Dealing in futures contracts	2012-09-12	2015-03-10
	Rep	Dealing in securities	2012-09-12	2015-03-10