Personnel Hong Kong SFC License Details (ID 1953398)

Personnel Hong Kong SFC License Details (ID 1953398)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Harvest Global Capital Investments Limited	Rep	Advising on securities	2022-04-01	2022-07-04
	Rep	Asset management	2022-04-01	2022-07-04
	Rep	Dealing in securities	2022-04-01	2022-07-04
HARVEST GLOBAL INVESTMENTS LIMITED	Rep	Advising on securities	2021-05-26	2022-01-31
	Rep	Asset management	2021-05-26	2022-01-31
	Rep	Dealing in securities	2021-05-26	2022-01-31
HSBC Corporate Finance (Hong Kong) Limited	Rep	Advising on corporate finance	2013-12-04	2020-12-03
UBS SECURITIES HONG KONG LIMITED	Rep	Advising on corporate finance	2012-09-13	2013-06-08