Personnel Hong Kong SFC License Details (ID 1954137)

Personnel Hong Kong SFC License Details (ID 1954137)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CCB Principal Asset Management (Hong Kong) Co., Limited	RO	Advising on securities	2021-11-09	-
	RO	Asset management	2021-11-09	-
	Rep	Advising on securities	2021-10-07	2021-11-09
	Rep	Asset management	2021-10-07	2021-11-09
CIFM Asset Management (Hong Kong) Limited	RO	Dealing in securities	2015-09-14	2021-08-31
	RO	Advising on securities	2012-11-23	2021-08-31
	RO	Asset management	2012-11-23	2021-08-31
	Rep	Advising on securities	2012-09-14	2012-11-23
	Rep	Asset management	2012-09-14	2012-11-23