Personnel Hong Kong SFC License Details (ID 1954145)

Personnel Hong Kong SFC License Details (ID 1954145)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Morgan Stanley Asia Limited	Rep	Advising on securities	2025-04-07	2025-04-09
	Rep	Advising on securities	2023-06-26	2023-06-30
	Rep	Dealing in securities	2023-06-26	2023-06-30
	Rep	Advising on securities	2019-11-15	2019-11-25
	Rep	Dealing in securities	2019-11-15	2019-11-25
	Rep	Advising on securities	2018-11-23	2018-11-28
	Rep	Dealing in securities	2018-11-23	2018-11-28
	Rep	Advising on securities	2017-05-24	2017-05-27
	Rep	Dealing in securities	2017-05-24	2017-05-27
	Rep	Dealing in securities	2016-11-11	2016-11-18
	Rep	Dealing in securities	2014-05-05	2014-05-11
	Rep	Dealing in securities	2013-05-06	2013-05-13
	Rep	Dealing in securities	2012-09-14	2012-09-21