Chau, Kai Ho 周啟豪

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
UBS SECURITIES HONG KONG LIMITED	Rep	Advising on corporate finance	2016-12-19	-
	Rep	Advising on corporate finance	2015-07-30	2016-12-18
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Advising on corporate finance	2012-09-14	2015-07-03
	Rep	Advising on securities	2012-09-14	2015-07-03
	Rep	Dealing in securities	2012-09-14	2015-07-03

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
UBS SECURITIES HONG KONG LIMITED	Rep	Advising on corporate finance	2016-12-19	-
	Rep	Advising on corporate finance	2015-07-30	2016-12-18
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Advising on corporate finance	2012-09-14	2015-07-03
	Rep	Advising on securities	2012-09-14	2015-07-03
	Rep	Dealing in securities	2012-09-14	2015-07-03

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.