Personnel Hong Kong SFC License Details (ID 1954150)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
UBS DERIVATIVES HONG KONG LIMITED	Rep	Dealing in futures contracts	2014-08-21	2014-09-02
UBS SECURITIES HONG KONG LIMITED	Rep	Dealing in securities	2014-08-21	2014-09-02
UBS SECURITIES ASIA LIMITED	Rep	Dealing in futures contracts	2012-09-14	2014-09-02
	Rep	Dealing in securities	2012-09-14	2014-09-02