Lau, Sin Yu (SFC:BAF288) 劉善渝 SFC Licences and HKMA Registrations (ID 1954811)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Daiwa Capital Markets Hong Kong Limited	Rep	Advising on corporate finance	2026-10-21	-
	Rep	Dealing in securities	2026-10-21	-
UOB KAY HIAN (HONG KONG) LIMITED	Rep	Advising on corporate finance	2018-03-27	2026-09-18
	Rep	Advising on securities	2018-03-27	2026-09-18
	Rep	Dealing in securities	2018-03-27	2026-09-18
CHINA EVERBRIGHT CAPITAL LIMITED	Rep	Advising on corporate finance	2012-09-17	2017-08-23
	Rep	Advising on securities	2012-09-17	2017-08-23
	Rep	Dealing in securities	2012-09-17	2017-08-23
CHINA EVERBRIGHT SECURITIES (HK) LIMITED	Rep	Advising on corporate finance	2012-09-17	2017-08-23
	Rep	Advising on securities	2012-09-17	2017-08-23
	Rep	Dealing in securities	2012-09-17	2017-08-23

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.