Personnel Hong Kong SFC License Details (ID 1954811)

Personnel Hong Kong SFC License Details (ID 1954811)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
UOB KAY HIAN (HONG KONG) LIMITED	Rep	Advising on corporate finance	2018-03-27	2026-09-18
	Rep	Advising on securities	2018-03-27	2026-09-18
	Rep	Dealing in securities	2018-03-27	2026-09-18
CHINA EVERBRIGHT CAPITAL LIMITED	Rep	Advising on corporate finance	2012-09-17	2017-08-23
	Rep	Advising on securities	2012-09-17	2017-08-23
	Rep	Dealing in securities	2012-09-17	2017-08-23
CHINA EVERBRIGHT SECURITIES (HK) LIMITED	Rep	Advising on corporate finance	2012-09-17	2017-08-23
	Rep	Advising on securities	2012-09-17	2017-08-23
	Rep	Dealing in securities	2012-09-17	2017-08-23