Personnel Hong Kong SFC License Details (ID 1954819)

Personnel Hong Kong SFC License Details (ID 1954819)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CITIC Securities Brokerage (HK) Limited	Rep	Advising on securities	2017-04-25	-
	Rep	Dealing in securities	2017-04-25	-
CITIC Securities Futures (HK) Limited	Rep	Dealing in futures contracts	2017-04-25	-
SHANXI SECURITIES INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2017-02-08	2017-03-31
SHANXI SECURITIES INTERNATIONAL LIMITED	Rep	Dealing in securities	2015-07-03	2017-03-31
SHANXI SECURITIES INTERNATIONAL FINANCIAL HOLDINGS LIMITED	Rep	Dealing in futures contracts	2012-09-17	2017-03-31