Personnel Hong Kong SFC License Details (ID 1954820)

Personnel Hong Kong SFC License Details (ID 1954820)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Evo Capital Management Asia Limited	RO	Asset management	2015-08-19	2019-08-01
	Rep	Asset management	2015-07-06	2015-08-19
J.P. MORGAN BROKING (HONG KONG) LIMITED	RO	Providing automated trading services	2013-08-16	2015-04-02
	RO	Advising on futures contracts	2013-03-14	2015-04-02
	RO	Advising on securities	2013-03-14	2015-04-02
	RO	Dealing in futures contracts	2013-03-14	2015-04-02
	RO	Dealing in securities	2013-03-14	2015-04-02
J.P. MORGAN SECURITIES (FAR EAST) LIMITED	RO	Advising on securities	2013-03-14	2015-04-02
	RO	Dealing in securities	2013-03-14	2015-04-02
J.P. MORGAN BROKING (HONG KONG) LIMITED	Rep	Advising on futures contracts	2012-09-17	2013-03-14
	Rep	Advising on securities	2012-09-17	2013-03-14
	Rep	Dealing in futures contracts	2012-09-17	2013-03-14
	Rep	Dealing in securities	2012-09-17	2013-03-14
	Rep	Providing automated trading services	2012-09-17	2013-08-16
J.P. MORGAN SECURITIES (FAR EAST) LIMITED	Rep	Advising on securities	2012-09-17	2013-03-14
	Rep	Dealing in securities	2012-09-17	2013-03-14