Webb-site Legacy

Gu, Yifan (SFC:BAE171) 顧一帆

SFC ID:BAE171

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CCB INTERNATIONAL CAPITAL LIMITED	Rep	Advising on corporate finance	2026-04-30	-
	Rep	Advising on securities	2026-04-30	-
	Rep	Dealing in securities	2026-04-30	-
J.P. MORGAN SECURITIES (FAR EAST) LIMITED	Rep	Advising on corporate finance	2018-11-19	2021-09-30
	Rep	Advising on securities	2018-11-19	2021-09-30
	Rep	Dealing in securities	2018-11-19	2021-09-30
ICBC INTERNATIONAL CAPITAL LIMITED	Rep	Advising on securities	2018-08-02	2018-09-07
	Rep	Advising on corporate finance	2017-09-29	2018-09-07
	Rep	Dealing in securities	2017-09-29	2018-09-07
ICBC INTERNATIONAL SECURITIES LIMITED	Rep	Dealing in securities	2017-09-29	2018-09-07
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Advising on corporate finance	2012-09-17	2017-07-04
	Rep	Advising on securities	2012-09-17	2017-07-04
	Rep	Dealing in securities	2012-09-17	2017-07-04