| Hong Kong Intelligent Strategy Investment Management Company Limited | RO | Advising on securities | 2025-11-18 | - |
| RO | Asset management | 2025-11-18 | - |
| Marlin Capital Limited | RO | Advising on securities | 2024-07-15 | 2025-10-31 |
| RO | Asset management | 2024-07-15 | 2025-10-31 |
| RO | Dealing in securities | 2024-07-15 | 2025-10-31 |
| Century City Assets Management (HK) Limited | RO | Advising on securities | 2023-04-03 | 2023-10-06 |
| RO | Asset management | 2023-04-03 | 2023-10-06 |
| Carnegie Hill Capital Partners Limited | RO | Advising on securities | 2022-04-01 | 2022-12-13 |
| RO | Asset management | 2022-04-01 | 2022-12-13 |
| RO | Dealing in securities | 2022-04-01 | 2022-12-13 |
| Rep | Advising on securities | 2022-02-08 | 2022-04-01 |
| Rep | Asset management | 2022-02-08 | 2022-04-01 |
| Rep | Dealing in securities | 2022-02-08 | 2022-04-01 |
| D'ASIE ASSET MANAGEMENT LIMITED | RO | Dealing in securities | 2020-06-04 | 2022-01-28 |
| RO | Advising on securities | 2019-09-10 | 2022-01-28 |
| RO | Asset management | 2019-09-10 | 2022-01-28 |
| Lego Securities Limited | Rep | Dealing in securities | 2019-05-09 | 2019-08-27 |
| Lego Asset Management Limited | RO | Advising on securities | 2019-03-01 | 2019-08-27 |
| RO | Asset management | 2019-03-01 | 2019-08-27 |
| Wealthy Securities Limited | RO | Advising on securities | 2017-06-29 | 2019-02-23 |
| RO | Asset management | 2017-06-29 | 2019-02-23 |
| RO | Dealing in securities | 2017-06-29 | 2019-02-23 |
| CHARLESWIN BULLION LIMITED | Rep | Dealing in futures contracts | 2016-03-29 | 2017-06-21 |
| YICKO SECURITIES LIMITED | Rep | Asset management | 2016-03-29 | 2017-06-21 |
| Rep | Dealing in securities | 2016-03-29 | 2017-06-21 |
| BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | Rep | Dealing in futures contracts | 2012-09-20 | 2014-09-30 |
| BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2012-09-20 | 2014-09-30 |