Personnel Hong Kong SFC License Details (ID 1956665)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
RBC INVESTMENT SERVICES (ASIA) LIMITED	Rep	Advising on futures contracts	2013-08-23	2014-04-28
	Rep	Dealing in futures contracts	2013-08-23	2014-04-28
	Rep	Advising on securities	2013-07-26	2014-04-28
	Rep	Dealing in securities	2013-07-26	2014-04-28
HANG SENG INVESTMENT MANAGEMENT LIMITED	Rep	Dealing in securities	2012-09-20	2013-07-15