Li, Ho Yin (SFC:BAE416) 李浩然

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
FORTHRIGHT SECURITIES COMPANY LIMITED	Rep	Advising on securities	2025-09-22	-
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Advising on securities	2021-11-29	2025-06-30
Quam Securities Limited	Rep	Dealing in securities	2013-09-16	2014-08-07
CHINA TONGHAI (IA) LIMITED	Rep	Advising on securities	2012-09-20	2013-09-02

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
FORTHRIGHT SECURITIES COMPANY LIMITED	Rep	Advising on securities	2025-09-22	-
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Advising on securities	2021-11-29	2025-06-30
Quam Securities Limited	Rep	Dealing in securities	2013-09-16	2014-08-07
CHINA TONGHAI (IA) LIMITED	Rep	Advising on securities	2012-09-20	2013-09-02

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.