| TRADE RISE LIMITED | RO | Advising on securities | 2025-04-03 | - |
| RO | Asset management | 2025-04-03 | - |
| RO | Dealing in securities | 2025-04-03 | - |
| Realord Asia Pacific Asset Management Limited | RO | Asset management | 2024-01-29 | 2024-12-19 |
| Rep | Asset management | 2023-08-07 | 2024-01-29 |
| RO | Advising on securities | 2023-08-07 | 2024-12-19 |
| Realord Asia Pacific Securities Limited | RO | Dealing in securities | 2023-08-07 | 2024-12-19 |
| XinKong International Asset Management Limited | Rep | Asset management | 2023-04-17 | 2023-07-03 |
| XinKong International Capital Limited | RO | Advising on corporate finance | 2022-10-20 | 2022-11-18 |
| Rep | Advising on corporate finance | 2020-04-21 | 2022-10-20 |
| RO | Dealing in securities | 2020-04-21 | 2022-11-18 |
| XinKong International Securities Limited | RO | Dealing in futures contracts | 2019-08-12 | 2020-10-07 |
| RO | Advising on securities | 2019-08-12 | 2023-07-03 |
| RO | Dealing in securities | 2019-08-12 | 2023-07-03 |
| Rep | Advising on securities | 2019-04-02 | 2019-08-12 |
| Rep | Dealing in futures contracts | 2019-04-02 | 2019-08-12 |
| XinKong International Asset Management Limited | Rep | Asset management | 2017-05-23 | 2019-03-07 |
| XinKong International Securities Limited | Rep | Dealing in securities | 2017-05-23 | 2019-08-12 |
| ZHONGTAI INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2016-05-18 | 2017-03-16 |
| Rep | Dealing in securities | 2016-05-18 | 2017-03-16 |
| CINDA INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2012-10-12 | 2016-04-15 |
| CINDA INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2012-10-12 | 2016-04-15 |