Personnel Hong Kong SFC License Details (ID 1957432)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ARK GROUP HOLDINGS (HONG KONG) LIMITED	Rep	Advising on securities	2025-02-05	2025-04-24
	Rep	Dealing in securities	2025-02-05	2025-04-24
IPP Financial Advisers Limited	Rep	Advising on securities	2023-12-12	2024-09-05
	Rep	Dealing in securities	2023-12-12	2024-09-05
CMS ASSET MANAGEMENT (HK) CO., LIMITED	Rep	Advising on securities	2022-03-04	2022-05-05
	Rep	Asset management	2022-03-04	2022-05-05
Dongxing Securities (Hong Kong) Asset Management Company Limited	Rep	Advising on securities	2019-11-19	2022-02-14
	Rep	Asset management	2019-11-19	2022-02-14
Fenghua Asset Management Limited	RO	Advising on securities	2018-10-24	2019-04-12
	RO	Asset management	2018-10-24	2019-04-12
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2017-06-27	2018-09-14
GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED	Rep	Advising on securities	2017-04-21	2017-06-01
	Rep	Dealing in securities	2017-04-21	2017-06-01
HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED	Rep	Advising on securities	2015-07-23	2016-10-04
	Rep	Asset management	2015-07-23	2016-10-04
HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED	Rep	Advising on securities	2015-07-23	2016-10-04
	Rep	Asset management	2015-07-23	2016-10-04
HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED	Rep	Advising on securities	2015-07-23	2016-10-04
	Rep	Asset management	2015-07-23	2016-10-04
	Rep	Dealing in securities	2015-07-23	2016-10-04
E FUND MANAGEMENT (HONG KONG) CO., LIMITED	Rep	Dealing in securities	2013-01-21	2013-02-28
	Rep	Advising on securities	2012-09-21	2015-06-20
	Rep	Asset management	2012-09-21	2015-06-20