| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| XCap Partners Limited | Rep | Asset management | 2024-07-04 | - |
| Rep | Dealing in securities | 2024-07-04 | - | |
| Rep | Advising on corporate finance | 2024-07-04 | 2025-08-06 | |
| Rep | Advising on securities | 2024-07-04 | 2025-08-06 | |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2017-09-04 | 2023-01-09 |
| Rep | Advising on securities | 2017-09-04 | 2023-01-09 | |
| Rep | Dealing in securities | 2017-09-04 | 2023-01-09 | |
| BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Advising on corporate finance | 2013-03-28 | 2017-08-01 |
| BNP PARIBAS CAPITAL (ASIA PACIFIC) LIMITED | Rep | Advising on corporate finance | 2012-09-24 | 2016-12-31 |
No HKMA registrations in the collected records.