Personnel Hong Kong SFC License Details (ID 1958052)

Personnel Hong Kong SFC License Details (ID 1958052)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
VC International Asset Management Limited	RO	Asset management	2021-03-31	-
Lumineux Securities Limited	RO	Advising on securities	2020-02-27	2021-01-05
Lumineux Asset Management Limited	RO	Asset management	2020-01-15	2021-01-05
Leeds Fund International Limited	RO	Advising on securities	2017-09-25	2019-08-29
	RO	Asset management	2017-09-25	2019-08-29
Adamas Asset Management (HK) Limited	Rep	Asset management	2014-05-23	2016-09-01
IAM LEGACY LIMITED	Rep	Advising on securities	2013-10-24	2014-03-04
	Rep	Asset management	2012-09-24	2014-03-04
Kaiser KT Capital Limited	Rep	Advising on corporate finance	2012-09-24	2013-08-29