| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| RAM Investment Advisors Limited | RO | Advising on securities | 2024-10-07 | - |
| RO | Asset management | 2024-10-07 | - | |
| RO | Dealing in securities | 2024-10-07 | - | |
| Rep | Advising on securities | 2024-05-13 | 2024-10-07 | |
| Rep | Asset management | 2024-05-13 | 2024-10-07 | |
| Rep | Dealing in securities | 2024-05-13 | 2024-10-07 | |
| AVENUE INVESTMENT MANAGEMENT LIMITED | Rep | Advising on securities | 2023-12-12 | 2024-02-29 |
| Rep | Asset management | 2023-12-12 | 2024-02-29 | |
| Rep | Dealing in securities | 2023-12-12 | 2024-02-29 | |
| RO | Advising on securities | 2023-05-04 | 2023-12-12 | |
| RO | Asset management | 2023-05-04 | 2023-12-12 | |
| RO | Dealing in securities | 2023-05-04 | 2023-12-12 | |
| Rep | Advising on securities | 2022-10-05 | 2023-05-04 | |
| Rep | Asset management | 2022-10-05 | 2023-05-04 | |
| Rep | Dealing in securities | 2022-10-05 | 2023-05-04 | |
| VMS Asset Management Limited | Rep | Advising on securities | 2021-12-16 | 2022-09-17 |
| Rep | Asset management | 2021-07-05 | 2022-09-17 | |
| HARVEST GLOBAL INVESTMENTS LIMITED | Rep | Advising on securities | 2017-11-16 | 2021-06-04 |
| Rep | Asset management | 2017-11-16 | 2021-06-04 | |
| Moody's Investors Service Hong Kong Limited | Rep | Providing credit rating services | 2012-12-28 | 2017-10-27 |
| Daiwa Capital Markets Hong Kong Limited | Rep | Advising on securities | 2012-09-25 | 2012-12-19 |