Personnel Hong Kong SFC License Details (ID 1960609)

Personnel Hong Kong SFC License Details (ID 1960609)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BOCI SECURITIES LIMITED	Rep	Advising on securities	2020-07-06	-
	Rep	Dealing in futures contracts	2020-02-17	-
	Rep	Dealing in securities	2020-02-17	-
HSBC BROKING FOREX (ASIA) LIMITED	Rep	Leveraged foreign exchange trading	2018-05-03	2019-12-18
HSBC BROKING SECURITIES (ASIA) LIMITED	Rep	Advising on securities	2018-03-19	2019-12-18
HSBC BROKING FUTURES (ASIA) LIMITED	Rep	Dealing in futures contracts	2018-03-09	2019-12-18
HSBC BROKING SECURITIES (ASIA) LIMITED	Rep	Dealing in securities	2018-03-09	2019-12-18
Guosen Securities (HK) Brokerage Company, Limited	Rep	Advising on futures contracts	2015-10-13	2018-02-07
	Rep	Dealing in futures contracts	2015-10-13	2018-02-07
	Rep	Dealing in securities	2015-10-13	2018-02-07
Qantex Capital Markets Limited	Rep	Dealing in futures contracts	2013-09-16	2014-10-09
CHINA XIN YONGAN FUTURES COMPANY LIMITED	Rep	Dealing in futures contracts	2012-09-28	2013-08-26