Personnel Hong Kong SFC License Details (ID 1960617)

Personnel Hong Kong SFC License Details (ID 1960617)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ASSET MANAGEMENT GROUP LIMITED	Rep	Advising on securities	2018-10-19	-
	Rep	Dealing in securities	2018-10-19	-
Sun International Investment Services Limited	Rep	Advising on securities	2017-08-14	2018-07-18
	Rep	Dealing in securities	2017-02-08	2018-07-18
IMPERIUM INTERNATIONAL SECURITIES LIMITED	Rep	Dealing in securities	2016-08-16	2016-12-30
GEO Securities Limited	Rep	Dealing in securities	2013-09-02	2016-06-15
OnePlatform Asset Management Limited	Rep	Dealing in securities	2012-09-28	2013-08-01