Personnel Hong Kong SFC License Details (ID 1961438)

Personnel Hong Kong SFC License Details (ID 1961438)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BFAM Partners (Hong Kong) Limited	Rep	Asset management	2025-12-09	-
SC Lowy Securities (HK) Limited	Rep	Dealing in securities	2025-03-26	2025-09-12
SC Lowy Asset Management (HK) Limited	Rep	Asset management	2023-08-30	2025-09-12
SC Lowy Financial (HK) Limited	Rep	Dealing in securities	2023-06-05	2025-09-12
Credit Suisse (Hong Kong) Limited	Rep	Dealing in futures contracts	2013-04-12	2015-06-24
	Rep	Advising on securities	2012-10-03	2015-06-24
	Rep	Dealing in securities	2012-10-03	2015-06-24